The Client Assessment Form Template by WPForms is designed to assist businesses and financial institutions to thoroughly assess new clients for an upcoming investment project or opportunity, ensuring a smooth and efficient onboarding process.
How Does the Client Assessment Form Template Work?
To effectively utilize this template, you’ll need the WPForms Pro License along with the Signature Addon. This enables a detailed collection of client information, compliance checks, and digital signature integration. Fields include:
- Personal Information:
- Full Name: Captures the client’s full legal name for identification purposes.
- Date of Birth: Records the client’s birth date, which is crucial for age verification and legal compliance.
- Gender: Helps in understanding the demographic profile of the client.
- Nationality: Identifies the client’s nationality, which is important for legal and tax considerations.
- Phone Number: A direct contact number for communication and verification.
- Email Address: Email for sending official communications and updates.
- House Address: The client’s current residential address.
- Employment Information:
- Occupation: Provides insight into the client’s professional background.
- Employer Name: Name of the client’s current employer.
- Annual Income: An estimate of the client’s yearly earnings.
- Source of Funds: Understanding the origin of the client’s funds for compliance purposes.
- Risk Assessment:
- Investment Experience: Assess the client’s background in investment activities.
- Risk Tolerance: Determines the client’s willingness to take financial risks.
- Investment Objectives: Clarifies the client’s goals and intentions for investing.
- Investment Knowledge: Evaluates the client’s understanding of investment concepts.
- Politically Exposed Person (PEP): Identifies if the client holds a significant public position for anti-corruption checks.
- Sanctions or Legal Proceedings: Inquires about past legal issues affecting the client relationship.
- Declarations and Authorizations:
- Consent: For agreement to data processing and privacy policies.
- Agreement: Confirms understanding and agreement to terms and conditions.
- Anti-Money Laundering: Compliance check for anti-money laundering regulations.
- Signature and Date: Digital signature field and formal acknowledgment and agreement date.
Sign up with WPForms and access the Client Assessment Form Template. It is ideal for financial services, investment firms, and any organization requiring comprehensive client evaluations for their onboarding in a new project or investment opportunity.
